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Governance & Compliance

A-Brokers Governance & Regulatory Compliance

Strong governance and regulatory compliance are central to A-Brokers' operating framework — licensed, regulated, and held to the highest standards of conduct.

Governance & Compliance

Built on Regulatory Excellence

As an FSC licensed intermediary, A-Brokers operates under the strictest regulatory framework in Mauritius. Our governance structure ensures full transparency, accountability, and the highest standards of client care.

Financial Services Commission

Licensed under the FSC Act — Insurance Intermediary Licence No: BI 14000094

AML / CFT Obligations

Full Anti-Money Laundering and Counter Financing of Terrorism compliance in all operations

Fit & Proper Standards

All directors and key persons meet FSC fit and proper requirements without exception

Fair Treatment of Clients

Committed to ethical conduct, transparent disclosure, and the fair treatment of all clients

Officially Licensed

Insurance Intermediary

FSC Licence No: BI 14000094

Financial Services Commission
Republic of Mauritius

AML/CFT Compliant
Our Framework

Risk & Compliance Framework

Regulatory Oversight

A-Brokers is licensed and regulated by the Financial Services Commission (FSC) of Mauritius and operates in accordance with applicable insurance, financial services and data protection legislation.

Internal Governance

Our internal governance framework includes risk management policies, compliance monitoring, conflicts of interest management and professional conduct standards.

Client Protection

Client confidentiality, transparency and ethical conduct underpin every engagement and placement activity. We act solely in the interests of our clients at all times.

Insurance Act 2005

All operations are conducted in compliance with the Insurance Act 2005 of Mauritius, FSC Rules, Guidelines, and applicable Circular Letters.

Market Conduct

A-Brokers upholds applicable AML/CFT obligations, codes of conduct, and market conduct requirements in every client interaction and placement.

Technical Oversight

Our technical oversight includes review of insurance placements, policy wordings, coverage structures, exclusions, and endorsements to ensure professional and suitable advice.

Governance

Compliance of A-Brokers

A-Brokers Ltd is committed to the fair treatment of clients, including transparent disclosure of material information, avoidance of conflicts of interest, acting in the best interest of clients at all times, and ensuring proper handling of complaints and claims.

Fair Treatment of Clients

Fair Treatment

Leadership of A-Brokers Ltd are fit and proper, act honestly, fairly, and in the best interests of the company, its clients, and stakeholders, in accordance with principles of sound corporate governance.

Governance & Fiduciary Responsibility

Governance

A-Brokers operations and business are conducted in compliance with the Insurance Act of Mauritius and applicable regulations, Financial Services Commission (FSC) Rules, Guidelines, and Circular Letters, and applicable AML/CFT obligations.

Regulatory Compliance

Regulatory Compliance

Our technical oversight of insurance brokerage activities includes review and approval of insurance placements and recommendations, oversight of policy wordings, coverage structures, exclusions, and endorsements.

Technical Oversight & Insurance Expertise

Technical Oversight

Have Questions About Our Compliance?

Contact our team for more information about our governance framework and regulatory standing.